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FINRA Awards for James Shawver

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0266502/06/2019Claimant(s): James Shawver
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Independent Financial Group.
Respondent Lawyers(s): Joel M. Everest, Sarah J. Kreisman
Arbitrator(s): Monroe Mitchel
Hearing Site: Boca Raton, FL

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