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FINRA Awards for Kestra Financial.

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Displaying 4 out of 4 results
Case Number Award Date Case Summary Customer Case? Amount Granted
21-0236709/22/2022Claimant(s): Kestra Financial., Kestra Investment Services
Claimant Lawyers(s): Richard D'Amura
Respondent(s): Allen Hegener
Respondent Lawyers(s): Allen John Hegener
Arbitrator(s): Mimi B. Osiason
Hearing Site: Tampa, FL
20-0242812/16/2020Claimant(s): Kestra Financial., Kestra Investment Services
Claimant Lawyers(s): Richard A D'Amura
Respondent(s): Clyde Ford
Respondent Lawyers(s): Clyde Warren Ford
Arbitrator(s): Robert D. Sussin
Hearing Site: Los Angeles, CA
18-0234810/11/2019Claimant(s): Kestra Financial., Kestra Investment Services
Claimant Lawyers(s): Richard A. D'Amura
Respondent(s): Stephen Seglund
Respondent Lawyers(s): Stephen Paul Seglund
Arbitrator(s): Bert P. Krages
Hearing Site: Portland, OR
18-0167007/24/2019Claimant(s): Kestra Financial., Kestra Investment Services
Claimant Lawyers(s): Richard D'Amura
Respondent(s): Stephen Luz
Respondent Lawyers(s): Jeb Singer
Arbitrator(s): Harvey Barrison, Marvin Schleyer, Michele S. Riley
Hearing Site: New York, NY

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