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FINRA Awards for Patrick Esparrago

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0306902/02/2023Claimant(s): Patrick Esparrago
Claimant Lawyers(s): Avinoam Rosenfeld
Respondent(s): National Securities Corporation
Respondent Lawyers(s): Fred N. Knopf
Arbitrator(s): Rory M. McLaughlin
Hearing Site: New York, NY
20-0307003/29/2022Claimant(s): Patrick Esparrago
Claimant Lawyers(s): Avinoam Rosenfeld
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): Nicola A. Murphy
Arbitrator(s): Cheryl H. Agris
Hearing Site: New York, NY

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