Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 22-01815 | 06/16/2023 | Claimant(s): BGC Financial, L.P. Claimant Lawyers(s): Nirav Shah Respondent(s): David Nierenberg, TJM Investments Respondent Lawyers(s): Jonathan Sack Arbitrator(s): Larry Kars, Charles L. Henderson, Virginia Mary Hunt Hearing Site: New York, NY | ||
| 16-01624 | 11/01/2017 | Claimant(s): Westport Resources Management. Claimant Lawyers(s): Richard Slavin Respondent(s): Christopher DeLaura, Fieldpoint Private Securities, Westport Resources Investment Services Respondent Lawyers(s): Jonathan C. Thau, Richard Slavin Arbitrator(s): Dan Brecher, Larry Kars, Randolph Guggenheimer Hearing Site: New York, NY | ||
| 11-03086 | 05/04/2012 | Claimant(s): Bernard Parker, Edward Jones Claimant Lawyers(s): Dennis J. Capriglione Respondent(s): Mary Falloon Respondent Lawyers(s): Mary Jane Falloon Arbitrator(s): David Finnegan, Larry Kars, Mary K. Ortegon Hearing Site: New York, NY | Expungement |