Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 21-01353 | 02/03/2022 | Claimant(s): Ivan Cen Claimant Lawyers(s): Christina Z. Vourakis Respondent(s): Cetera Investment Services LLC Respondent Lawyers(s): Jeremy Carr Arbitrator(s): Laurel Littman Gothelf, Jeffrey Schubert, Brian Kimball Hearing Site: San Francisco, CA | ||
| 14-01912 | 12/19/2014 | Claimant(s): Charles Schwab & Co.. Claimant Lawyers(s): Audette Paul Morales Respondent(s): Ben Schwartz, Simplified Employee Plan,Ben I. Schwartz, Schwartz Commercial Realty Defined Benef Respondent Lawyers(s): Thomas D. Mauriello Arbitrator(s): Peter H. Daly, Jeffrey Schubert, Shawn Ridgell Hearing Site: San Francisco, CA | Expungement | |
| 12-01548 | 11/16/2012 | Claimant(s): Kimon Daifotis, Charles Schwab & Co.. Claimant Lawyers(s): Audette P. Morales Respondent(s): Daniel J. Lancaster, Jr. IRA Respondent Lawyers(s): Thomas D. Mauriello Arbitrator(s): Helen Marinak Blohm, Jeffrey Schubert, Shawn Ridgell Hearing Site: San Francisco, CA | Expungement |