Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 14-01912 | 12/19/2014 | Claimant(s): Charles Schwab & Co.. Claimant Lawyers(s): Audette Paul Morales Respondent(s): Ben Schwartz, Simplified Employee Plan,Ben I. Schwartz, Schwartz Commercial Realty Defined Benef Respondent Lawyers(s): Thomas D. Mauriello Arbitrator(s): Peter H. Daly, Jeffrey Schubert, Shawn Ridgell Hearing Site: San Francisco, CA | Expungement | |
| 11-00240 | 07/31/2013 | Claimant(s): Ben Schwartz, Ben I. Schwartz SEP-IRA, Schwartz Commercial Realty Defined Ben Claimant Lawyers(s): Thomas D. Mauriello, Timothy J. Dennin Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Garrett Wynne Arbitrator(s): John H. Knight, Sally G. Williams, Thomas L. Marshall Hearing Site: San Diego, CA |  | Expungement |