Potomac Analytics' Logo

FINRA Awards for Gerald M. Gifford

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 3 out of 3 results
Case Number Award Date Case Summary Customer Case? Amount Granted
15-0033803/24/2016Claimant(s): Alexander Barned
Claimant Lawyers(s): Michael A. Brockland
Respondent(s): Kevin Bachmann
Respondent Lawyers(s): Julie H. Firestone
Arbitrator(s): Gerald M. Gifford, Douglas G. Plank, Steven Eric Brandes
Hearing Site: Minneapolis, MN
13-0292909/23/2014Claimant(s): James Kirk
Claimant Lawyers(s): Christopher P. Parrington
Respondent(s): Frank Mccarthy, Ameriprise Financial Services.
Respondent Lawyers(s): Julie Fleming-Wolfe
Arbitrator(s): Gerald M. Gifford, Emily B. Boote, Robert S. Burk
Hearing Site: Minneapolis, MN
10-0468108/08/2012Claimant(s): William Kiefer
Claimant Lawyers(s): William Kiefer
Respondent(s): Fintegra
Respondent Lawyers(s): Sandra Smalley-Fleming
Arbitrator(s): Gerald M. Gifford, Brett W. Olander, Leo G. Stern
Hearing Site: Minneapolis, MN

3 Results

Display: