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FINRA Awards for Jean C. Black

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0346409/21/2018Claimant(s): Bart Tarulli
Claimant Lawyers(s): Bart Tarulli
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Sydney H. Crowder
Arbitrator(s): Jean C. Black, Ellyn S. Roth, Albert Rizzo
Hearing Site: New York, NY
09-0456606/25/2010Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): Kelli Burlington
Respondent(s): Bruce Katz
Respondent Lawyers(s): Bruce Benjamin Katz
Arbitrator(s): Melvyn L. Klusky, Cheryl Feldman, Jean C. Black
Hearing Site: New York, NY
07-0166501/28/2008Claimant(s): Cowen and Company
Claimant Lawyers(s): Lloyd S. Clareman
Respondent(s): Paul Balser
Respondent Lawyers(s): Eric J. Grannis
Arbitrator(s): Michael P. Golden, Douglas F. Stone, Jean C. Black
Hearing Site: New York, NY

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