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FINRA Awards for Roger W. Van Deusen

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0057910/17/2017Claimant(s): Nancy Mellon
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Patricia E. Cowart
Arbitrator(s): Roger W. Van Deusen
Hearing Site: Tampa, FL
10-0555208/04/2011Claimant(s): Daniel Doyle
Claimant Lawyers(s): Roger W. Van Deusen
Respondent(s): Fifth Third Securities.
Respondent Lawyers(s): Vincent T. Norwillo
Arbitrator(s): Thomas R. Skulina, Joseph Edelstein, Stephen M. Bales
Hearing Site: Cleveland, OH
07-0227804/02/2008Claimant(s): Walter Moore
Claimant Lawyers(s): Victor A. Mezacapa
Respondent(s): Richard Tanner
Respondent Lawyers(s): Roger W. Van Deusen
Arbitrator(s): Daniel G. Zeiser
Hearing Site: Cleveland, OH
07-0097002/15/2008Claimant(s): Kevin Doss
Claimant Lawyers(s): Derek C. Anderson
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Dennis J. Concilla
Arbitrator(s): Roger W. Van Deusen, James A. Laurenson, Blanca E. Ortiz
Hearing Site: Cleveland, OH

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