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FINRA Awards for Philip E. Cutler

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Displaying 4 out of 4 results
Case Number Award Date Case Summary Customer Case? Amount Granted
19-0061012/10/2019Claimant(s): Daniel Adams
Claimant Lawyers(s): Stephan Louviere
Respondent(s): Metropolitan Investment Securities.
Respondent Lawyers(s): Corporate Office
Arbitrator(s): Philip E. Cutler
Hearing Site: Seattle, WA
19-0073910/24/2019Claimant(s): Brian Lockett, Morgan Arford
Claimant Lawyers(s): John A. Bender
Respondent(s): Geneos Wealth Management.
Respondent Lawyers(s): Victoria H. Buter
Arbitrator(s): Philip E. Cutler
Hearing Site: Seattle, WA
18-0072710/03/2018Claimant(s): Kevin Peterson
Claimant Lawyers(s): John A Bender
Respondent(s): NYLife Securities LLC
Respondent Lawyers(s): Jeffrey A. Sturgeon
Arbitrator(s): Philip E. Cutler
Hearing Site: Seattle, WA
17-0182103/15/2018Claimant(s): Ryan Callaway
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Philip E. Cutler
Hearing Site: Anchorage, AK

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