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FINRA Awards for Lester Scott Garfinkel

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0144102/13/2013Claimant(s): Joseph Vaccaro
Claimant Lawyers(s): Ruthann G. Niosi
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Sandra D. Grannum
Arbitrator(s): Sam Antar, Arthur H. Sobel, Lester Scott Garfinkel
Hearing Site: New York, NY
09-0625806/22/2011Claimant(s): Michael Bird
Claimant Lawyers(s): Charles A. Stewart
Respondent(s): UBS Securities LLC
Respondent Lawyers(s): Lauren Malanga Casey
Arbitrator(s): Susan C. Lushing, Michael J. Contrastano, Lester Scott Garfinkel
Hearing Site: New York, NY

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