FINRA Awards for Reef Securities.

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Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
09-02634	12/02/2010	Claimant(s): Reef Securities. Claimant Lawyers(s): Joel Held Respondent(s): James Buquoi, Ryan Wright Respondent Lawyers(s): Cleveland G. Clinton Arbitrator(s): G. Dale McKissick, Daniel A. Kile, Nicole T. LeBoeuf Hearing Site: Dallas, TX
07-00181	10/15/2007	Claimant(s): Reef Securities. Claimant Lawyers(s): Joel Held Respondent(s): Robert Stanley, Shawn Bartholomae, American Landmark Securities. Respondent Lawyers(s): David B. Dyer, George S. Henry Arbitrator(s): William E. Hartsfield, David M Shamblen, Edward J. Lynch Hearing Site: Dallas, TX