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FINRA Awards for Ross Kartez

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0317506/28/2021Claimant(s): Michael Nessim
Claimant Lawyers(s): Ross Kartez
Respondent(s): Josephthal & Co..
Respondent Lawyers(s): Nicola A. Murphy
Arbitrator(s): Julian F. Santos
Hearing Site: Jersey City, NJ
20-0317703/18/2021Claimant(s): Todd Anderson
Claimant Lawyers(s): Ross Kartez
Respondent(s): Geneos Wealth Management
Respondent Lawyers(s): Victoria H. Buter
Arbitrator(s): Merton E. Marks
Hearing Site: Phoenix, AZ

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