Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 14-00415 | 06/09/2015 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings LLC Claimant Lawyers(s): David J. Sensenig Respondent(s): Willard Kelly Respondent Lawyers(s): J Thomas Jones Arbitrator(s): James P. McCrocklin, Jeffrey M. Bain, John Andrew Johnson Hearing Site: Nashville, TN | ||
| 13-03159 | 04/29/2014 | Claimant(s): Ameriprise Financial Services. Claimant Lawyers(s): Diane C. Fischer Respondent(s): John Lee Respondent Lawyers(s): John Thomas Lee Arbitrator(s): James P. McCrocklin Hearing Site: Louisville, KY | ||
| 09-03739 | 12/03/2009 | Claimant(s): John Koehler Claimant Lawyers(s): John Thomas Koehler Respondent(s): Pruco Securities. Respondent Lawyers(s): Sari M. Alamuddin Arbitrator(s): James P. McCrocklin Hearing Site: Indianapolis, IN |