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FINRA Awards for James P. McCrocklin

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Case Number Award Date Case Summary Customer Case? Amount Granted
08-0136905/10/2010Claimant(s): Diane Zodikoff, John Rausch
Claimant Lawyers(s): Amanda P. Lenhart
Respondent(s): Ameriprise Advisor Services., Robert Bilo
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Peter L. Pointer, James P. McCrocklin, Edmund P. Pultinas
Hearing Site: Cincinnati, OH
Checkmark Icon$56,978
08-0494208/10/2009Claimant(s): Michael Leonard
Claimant Lawyers(s): Michael W. Leonard
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Andrew Lipton
Arbitrator(s): James P. McCrocklin
Hearing Site: Louisville, KY
Checkmark Icon$0
08-0272106/23/2009Claimant(s): Bobby Hurt
Claimant Lawyers(s): Danny J. Basil
Respondent(s): Frank Black, James Davenport
Respondent Lawyers(s): Danny J. Basil, Frank H. Black
Arbitrator(s): James P. McCrocklin
Hearing Site: Louisville, KY
Checkmark Icon$0

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