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FINRA Awards for David W. Casey

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0357506/03/2013Claimant(s): Torrey Pines Securities.
Claimant Lawyers(s): Michael Jacobs
Respondent(s): Adam Schwartz, Charles Schwab & Co..
Respondent Lawyers(s): Gilbert R. Serota
Arbitrator(s): James R. Duncan, Victoria E. Johnson, David W. Casey
Hearing Site: Los Angeles, CA
07-0341107/08/2010Claimant(s): Wells Fargo Investments
Claimant Lawyers(s): Charles N. Bland
Respondent(s): Violette Fabio, Wells Fargo and Company
Respondent Lawyers(s): Charles N. Bland, Michael D. Anderson
Arbitrator(s): Michael M. Hachigian, David W. Casey, Joseph M. Fabricatore
Hearing Site: Los Angeles, CA
08-0208112/16/2009Claimant(s): John Yarbrough
Claimant Lawyers(s): Robert A. Uhl
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Melanie L. Ronen
Arbitrator(s): Kenneth E. Owen, David W. Casey, Karen J. Burneff
Hearing Site: Los Angeles, CA

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