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FINRA Awards for Paul H. Lamboley

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Case Number Award Date Case Summary Customer Case? Amount Granted
22-0214302/02/2023Claimant(s): McNally Financial Services Corporation
Claimant Lawyers(s): David D. McNally
Respondent(s): Lawrence Goldstein
Respondent Lawyers(s): Frank C. Gilmore
Arbitrator(s): Paul H. Lamboley
Hearing Site: Reno, NV
18-0177202/12/2019Claimant(s): James Phillips
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Piper Jaffray & Co.
Respondent Lawyers(s): Denise Hammond
Arbitrator(s): Paul H. Lamboley
Hearing Site: Salt Lake City, UT
16-0108409/07/2016Claimant(s): Laura Hillstrom
Claimant Lawyers(s): Pierre Levy
Respondent(s): Thornburg Securities Corporation
Respondent Lawyers(s): David F. Cunningham
Arbitrator(s): Paul H. Lamboley
Hearing Site: Albuquerque, NM

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