FINRA Awards for Jerome Arthur Connolly

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Displaying 3 out of 3 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
10-02143	02/14/2012	Claimant(s): Rebecca Vandusen Claimant Lawyers(s): Schuyler D. Geller Respondent(s): Chase Investment Services Corp. Respondent Lawyers(s): William F. Dugan Arbitrator(s): John F Fennig, Richard R. Bicek, Jerome Arthur Connolly Hearing Site: Chicago, IL
08-00952	03/13/2009	Claimant(s): Ameriprise Financial Services. Claimant Lawyers(s): Will Stute Respondent(s): Jesse Brown Respondent Lawyers(s): Jesse Booker Brown Arbitrator(s): A. Brad Busscher, Howard B. Silverman, Jerome Arthur Connolly Hearing Site: Chicago, IL
06-04383	02/12/2008	Claimant(s): John Smith Claimant Lawyers(s): Rodney J. Heggy Respondent(s): Goldman, Sachs and Company Respondent Lawyers(s): John F. Fullerton Arbitrator(s): Thomas E. Haviland, Ronald A. Sirt, Jerome Arthur Connolly Hearing Site: Chicago, IL