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FINRA Awards for Sagepoint Financial.

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Displaying 31-33 out of 33 results
Case Number Award Date Case Summary Customer Case? Amount Granted
06-0522703/01/2010Claimant(s): Sagepoint Financial.
Claimant Lawyers(s): Diana McMonagle
Respondent(s): Tracy Seegott
Respondent Lawyers(s): Tracy B. Seegott
Arbitrator(s): Frederick B. Mueller
Hearing Site: Phoenix, AZ
07-0226602/10/2009Claimant(s): Sagepoint Financial.
Claimant Lawyers(s): Barry R. Temkin
Respondent(s): Laron Shannon
Respondent Lawyers(s): Laron D. Shannon
Arbitrator(s): Richard B. Bequette, Stephen J. Taddie, Stephanie P. Lebhar
Hearing Site: Phoenix, AZ
07-0019003/13/2008Claimant(s): Sagepoint Financial.
Claimant Lawyers(s): William Zeena
Respondent(s): Humbert Michini, Paul Gaydos
Respondent Lawyers(s): Humbert Michini, Paul Gaydos
Arbitrator(s): Robert S. Natiss, Daniel H. Yaffe, Kathy N. Novick
Hearing Site: Boca Raton, FL

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