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FINRA Awards for John R. Morris

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Case Number Award Date Case Summary Customer Case? Amount Granted
21-0134107/22/2021Claimant(s): John Morris
Claimant Lawyers(s): David I. Hantman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Omar Perez
Arbitrator(s): Michael H DuBoff
Hearing Site: Jersey City, NJ
20-0206511/27/2020Claimant(s): John Morris
Claimant Lawyers(s): Melissa J. Gworek
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Omar Perez
Arbitrator(s): Linda J. Baer
Hearing Site: Newark, NJ

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