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FINRA Awards for Robert R. Nursey

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Case Number Award Date Case Summary Customer Case? Amount Granted
15-0295010/07/2016Claimant(s): Timothy Lovick
Claimant Lawyers(s): Timothy John Lovick
Respondent(s): TIAA-CREF Individual & Institutional Svs
Respondent Lawyers(s): J. Michael Riordan
Arbitrator(s): Robert R. Nursey, Donna Ross Philip, Mary Lee Scott
Hearing Site: Dallas, TX
09-0145206/28/2010Claimant(s): Wachovia Securities
Claimant Lawyers(s): Ronald P. Kane
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Kenneth D. Bingham, Simeon R. Trotter, Robert R. Nursey
Hearing Site: Dallas, TX
09-0164103/16/2010Claimant(s): Penson Financial Services.
Claimant Lawyers(s): Steven H. Thomas
Respondent(s): Jesup & Lamont Securities Corp
Respondent Lawyers(s): Todd A. Zuckerbrod
Arbitrator(s): R. Theodore Moock, Robert R. Nursey, Robert E. Behrendt
Hearing Site: Dallas, TX
08-0174904/17/2009Claimant(s): Morgan Stanley & Co.
Claimant Lawyers(s): Philip J. Campisi
Respondent(s): Van Washington
Respondent Lawyers(s): Van Washington
Arbitrator(s): Simeon R. Trotter, Robert R. Nursey, Darrell G. Compton
Hearing Site: Dallas, TX
08-0103403/20/2009Claimant(s): Randy Smith
Claimant Lawyers(s): David R. Clouston
Respondent(s): Mitch Kramer
Respondent Lawyers(s): Eric F. Dankesreiter
Arbitrator(s): Jeff Abrams, Robert R. Nursey, G. Maynard Green
Hearing Site: Dallas, TX

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