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FINRA Awards for Joseph W. Lodato

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Case Number Award Date Case Summary Customer Case? Amount Granted
23-0290810/24/2024Claimant(s): Anthony Buono, Michael Burkoff
Claimant Lawyers(s): Tosh Grebenik
Respondent(s): National Securities Corporation
Respondent Lawyers(s): Emily A. Hayes
Arbitrator(s): Joseph W. Lodato, Veera V. Konka, Ellyn S. Roth
Hearing Site: New York, NY
21-0060806/26/2024Claimant(s): OTCex
Claimant Lawyers(s): Andrew J. Bernstein
Respondent(s): Mourad Jridi
Respondent Lawyers(s): Gary Trachten
Arbitrator(s): Joseph W. Lodato, Josefa Antonia Sicard-Mirabal, Mitchell H Rubinstein
Hearing Site: New York, NY

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