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FINRA Awards for John Williams

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Displaying 4 out of 4 results
Case Number Award Date Case Summary Customer Case? Amount Granted
19-0117611/27/2019Claimant(s): Christopher Hobart
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): Kalos Capital.
Respondent Lawyers(s): John Williams
Arbitrator(s): Susan L. Luck
Hearing Site: Charlotte, NC
17-0192102/08/2018Claimant(s): Daniel Wildermuth
Claimant Lawyers(s): David M Saperstein
Respondent(s): Kalos Capital.
Respondent Lawyers(s): John Williams
Arbitrator(s): Robert H. Putnam
Hearing Site: Atlanta, GA
17-0097011/28/2017Claimant(s): Curtis Whipple
Claimant Lawyers(s): David M. Saperstein
Respondent(s): Kalos Capital.
Respondent Lawyers(s): John Williams
Arbitrator(s): John F. Burns
Hearing Site: Detroit, MI
11-0130310/17/2011Claimant(s): John Williams
Claimant Lawyers(s): Brian A. Carlis
Respondent(s): Deborah Tucker, Kenneth Tucker
Respondent Lawyers(s): Stephen Meyer
Arbitrator(s): Thomas R. Skulina, Alex H. Keller, Harvey Michael Rosenberg
Hearing Site: Charleston, WV
Expungement

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