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FINRA Awards for Nancy J. Cliff

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Case Number Award Date Case Summary Customer Case? Amount Granted
23-0300109/20/2024Claimant(s): Rey Medina-Velez
Claimant Lawyers(s): Roberto C. Quinones
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Russell Del Toro Parra, III
Arbitrator(s): Nancy J. Cliff
Hearing Site: San Juan, PR
23-0272408/22/2024Claimant(s): Paul Zoch
Claimant Lawyers(s): Harris Freedman
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Jeffrey D. Rodgers
Arbitrator(s): Nancy J. Cliff
Hearing Site: Boca Raton, FL
23-0241007/19/2024Claimant(s): Angel Canabal
Claimant Lawyers(s): Russell Del Toro Parra
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Rey F. Medina Velez
Arbitrator(s): Nancy J. Cliff
Hearing Site: San Juan, PR
23-0091707/11/2024Claimant(s): Thomas Garity, William Garity Medina
Claimant Lawyers(s): Angelic Rivera Ramos, Roberto C. Quinones-Rivera
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Rey F. Medina-Velez
Arbitrator(s): Nancy J. Cliff
Hearing Site: San Juan, PR

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