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FINRA Awards for John Pritchard

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0053912/12/2017Claimant(s): Janney Montgomery Scott LLC
Claimant Lawyers(s): Jill B. Clarke
Respondent(s): John Pritchard
Respondent Lawyers(s): John Kenneth Pritchard
Arbitrator(s): Richard J. Kaplan
Hearing Site: Boca Raton, FL
13-0202508/03/2015Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): Dominique E. Heller
Respondent(s): John Pritchard
Respondent Lawyers(s): David R. Chase
Arbitrator(s): Andrew J. Spurgeon, Michael Lau, Alexander Myers
Hearing Site: Boca Raton, FL

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