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FINRA Awards for Craig Riha

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Displaying 11-13 out of 13 results
Case Number Award Date Case Summary Customer Case? Amount Granted
19-0044812/26/2019Claimant(s): Joon Rhee
Claimant Lawyers(s): Craig Riha
Respondent(s): Continental Broker-Dealer Corp.
Respondent Lawyers(s): Thomas Tiernan
Arbitrator(s): William G. Binckes
Hearing Site: New York, NY
19-0045609/09/2019Claimant(s): Glenn Hechler
Claimant Lawyers(s): Craig Riha
Respondent(s): National Securities Corporation
Respondent Lawyers(s): Emily A. Hayes
Arbitrator(s): Howard L. Sobel
Hearing Site: New York, NY
11-0192405/06/2014Claimant(s): Matthew Reynolds
Claimant Lawyers(s): Craig Riha
Respondent(s): Olympia Asset Management,LTD.
Respondent Lawyers(s): Charles M. O'Rourke
Arbitrator(s): David F. Greenberg, James M. Baumann, Martin A. Edelstein
Hearing Site: New York, NY

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