FINRA Awards for Ian H. Hummel

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Displaying 4 out of 4 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
20-01944	04/05/2021	Claimant(s): Paul Cooney Claimant Lawyers(s): Irwin Weltz Respondent(s): Hapoalim Securities USA., Maxim Group LLC Respondent Lawyers(s): Daniel J. Cristofano, Ian H. Hummel Arbitrator(s): Ted M. Rosen Hearing Site: New York, NY
18-00493	09/27/2018	Claimant(s): Christopher Lazos Claimant Lawyers(s): Jonathan C. Uretsky Respondent(s): Oppenheimer & Co.., Maxim Group LLC Respondent Lawyers(s): Ian H. Hummel, John T. McGuire Arbitrator(s): Ira S. Cure Hearing Site: New York, NY
17-01566	02/09/2018	Claimant(s): Sean Murphy Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Nichols, Safina, Lerner & Co. Inc., Eastbrook Capital Group LLC, Maxim Group LLC Respondent Lawyers(s): Chee Eng, Edward Samson, Ian H. Hummel Arbitrator(s): Richard W. Cutler Hearing Site: New York, NY
15-00837	03/31/2016	Claimant(s): Maxim Group LLC Claimant Lawyers(s): Ian H. Hummel Respondent(s): Prism Technologies Respondent Lawyers(s): Bonnie M. Boryca Arbitrator(s): Catherine Ladnier, Alice J. P. Lee-Getman, Annamaria Boccia Smith Hearing Site: New York, NY