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FINRA Awards for Jon A. Jacobson

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0276506/24/2014Claimant(s): Rosita Kaufman, Morgan Stanley
Claimant Lawyers(s): Jon A. Jacobson
Respondent(s): Harry Javer, Renee Javer, Scott Javer, Stanley Javer
Respondent Lawyers(s): Michael P. Amad
Arbitrator(s): Elena G. Rodriguez
Hearing Site: Boca Raton, FL
Expungement
12-0206705/30/2014Claimant(s): Noble Financial Capital Markets
Claimant Lawyers(s): Jon A. Jacobson
Respondent(s): Ascendiant Capital Markets, Ascendiant Securities
Respondent Lawyers(s): Brian A. Lebrecht
Arbitrator(s): Jack Stein, James D. McDonald, Steven M. Greenbaum
Hearing Site: Boca Raton, FL
06-0481010/26/2007Claimant(s): Matthew Mullane
Claimant Lawyers(s): Daniel S. Newman
Respondent(s): Tower Square Securities.
Respondent Lawyers(s): Jon A. Jacobson
Arbitrator(s): David H. S. Commins
Hearing Site: San Francisco, CA

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