FINRA Awards for Roger C. Benson

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Displaying 4 out of 4 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
21-02584	03/03/2023	Claimant(s): Jefferson Drada Claimant Lawyers(s): Julius Adams Respondent(s): Mutual Of Omaha Investor Services. Respondent Lawyers(s): Trenten P. Bausch Arbitrator(s): Roger C. Benson, Maurice M. Feller, Linda Louise Fagen-Persante Hearing Site: Tampa, FL
16-03713	05/17/2017	Claimant(s): CEA Atlantic Advisors Claimant Lawyers(s): Guy Burns Respondent(s): Broadband Fiber Respondent Lawyers(s): Chris Balun, President Arbitrator(s): Roger C. Benson Hearing Site: Tampa, FL
16-00052	07/06/2016	Claimant(s): Charles Schwab & Co.. Claimant Lawyers(s): Audette Paul Morales Respondent(s): Holly Conover-Wade, James Wade Respondent Lawyers(s): Holly Conover-Wade DO NOT CONTACT, James William Wade - DO NOT CONTACT Arbitrator(s): Roger C. Benson, Joseph E. Santaularia, Muriel Desloovere Hearing Site: Tampa, FL		Expungement
11-03145	09/18/2012	Claimant(s): Michael Lena Claimant Lawyers(s): Ryan D. Barack Respondent(s): J.P. Morgan Securities Inc. Respondent Lawyers(s): Mark E. Zelek Arbitrator(s): Roger C. Benson, Patricia Gunn, Randall Simmons Smith Hearing Site: Tampa, FL