Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
---|---|---|---|---|
18-00448 | 08/20/2018 | Claimant(s): Robert Rothman Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Sanford C. Bernstein & Co. Respondent Lawyers(s): Daniel White Arbitrator(s): Sanford S. Stevens Hearing Site: New York, NY | ||
12-02202 | 07/21/2014 | Claimant(s): Annette Liebergesell, Bernd Liebergesell, Daniel White, Donald Bill, Gloria Bill, Dan White Revocable Living Trust, The Bill Family Trust dtd Nov. 05, 2003 Claimant Lawyers(s): Brian D. Miller Respondent(s): Dennis Pettinelli, Signator Investors., Wells Investment Securities. Respondent Lawyers(s): Gregory T. Fayard, Marc V. Allaria, Richard B. Hopkins Arbitrator(s): Richard L. Rubin, Pamela S. Mann, Shawn Ridgell Hearing Site: San Francisco, CA | Expungement |