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FINRA Awards for Fred Brown

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0196303/31/2015Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Ernest W. Irons
Respondent(s): Fred Brown
Respondent Lawyers(s): Fred Ronald Brown
Arbitrator(s): Mark A. Myers
Hearing Site: Birmingham, AL
10-0111308/12/2010Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Renan I. Sugarman
Respondent(s): Fred Brown
Respondent Lawyers(s): Fred Brown
Arbitrator(s): Marshall S. Galinsky
Hearing Site: Baltimore, MD

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