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FINRA Awards for Brian L Evans

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0007508/12/2014Claimant(s): Johnny Burris
Claimant Lawyers(s): Nicholas Woodfield
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Christopher P. Fisher
Arbitrator(s): Robert S. McConnell, Katherine M. Harmeyer, Brian L Evans
Hearing Site: Phoenix, AZ
12-0140704/19/2013Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Jesse B. Simpson
Respondent(s): Timothy Moran, Private Client
Respondent Lawyers(s): Corporate Officer, Timothy Damien Moran
Arbitrator(s): Eugene R. Nielson, Brian L Evans, Merton E. Marks
Hearing Site: Phoenix, AZ
08-0140310/12/2009Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Susan Guerette
Respondent(s): Lee Munson, Portfolio LLC
Respondent Lawyers(s): Clinton W. Marrs
Arbitrator(s): George N. Roy, Brian L Evans, Merton E. Marks
Hearing Site: Albuquerque, NM

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