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FINRA Awards for Kristin Ng

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Case Number Award Date Case Summary Customer Case? Amount Granted
15-0212811/23/2016Claimant(s): Kristin Ng
Claimant Lawyers(s): Brittany Weiner
Respondent(s): RBC Capital Markets LLC
Respondent Lawyers(s): Sandra D. Grannum
Arbitrator(s): Alice E. Winkler
Hearing Site: New York, NY

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