Potomac Analytics' Logo

FINRA Awards for Lisa Stopfer

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 3 out of 3 results
Case Number Award Date Case Summary Customer Case? Amount Granted
22-0290010/12/2023Claimant(s): Richard Ehrlich
Claimant Lawyers(s): Harris Freedman
Respondent(s): Park Avenue Securities LLC, Securian Financial Services.
Respondent Lawyers(s): Kathryn Roe Eldridge, Lisa Stopfer
Arbitrator(s): Martin A. Feigenbaum
Hearing Site: Boca Raton, FL
22-0265706/29/2023Claimant(s): Justin Goodbread
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Securian Financial Services.
Respondent Lawyers(s): Lisa Stopfer
Arbitrator(s): John Winslow Griesser
Hearing Site: Nashville, TN
22-0166503/16/2023Claimant(s): Henry Gallardo
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Investors Capital Corp., Securian Financial Services.
Respondent Lawyers(s): David Feldstein, Lisa Stopfer
Arbitrator(s): Walter Steven Schwartz
Hearing Site: Albuquerque, NM

3 Results

Display: