FINRA Awards for S. Lawrence Polk

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Displaying 4 out of 4 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
15-01484	04/04/2018	Claimant(s): Euro Pacific Capital. Claimant Lawyers(s): Rachael Kierych Respondent(s): Oppenheimer & Co. Inc. Respondent Lawyers(s): S. Lawrence Polk Arbitrator(s): Robert J. Kheel, Jack Friedman, Jerry M. Greenspan Hearing Site: New York, NY
15-01462	04/04/2016	Claimant(s): Allstate Financial Services Claimant Lawyers(s): S. Lawrence Polk Respondent(s): Larry Weinbaum Respondent Lawyers(s): Larry R. Weinbaum Arbitrator(s): Arnold Wagner, Lawrence Robert Gould, Robert Bartels Hearing Site: New York, NY
12-04279	03/28/2013	Claimant(s): Morgan Keegan & Company. Claimant Lawyers(s): S. Lawrence Polk Respondent(s): Brent Trulove Respondent Lawyers(s): Brent Derek Trulove Arbitrator(s): David W. Dresnick Hearing Site: Jackson, MS
08-00096	10/20/2008	Claimant(s): Winnie Mou Claimant Lawyers(s): Winnie Yukwing Mou Respondent(s): State Farm Vp Management Corp. Respondent Lawyers(s): S. Lawrence Polk Arbitrator(s): Cecilia B. Loving, Sandra Gale Behrle, Stephen M. Gross Hearing Site: New York, NY