FINRA Awards for Sara Soto

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Displaying 11-15 out of 15 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
13-02874	04/23/2015	Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Sara Soto Respondent(s): Richard Ohrn Respondent Lawyers(s): Richard Winsor Ohrn Arbitrator(s): Alice J. Johnson, Joseph Benalt, Marilyn Nader Hearing Site: Boca Raton, FL
13-03496	03/02/2015	Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Sara Soto Respondent(s): Gustavo Mattei Zapata Respondent Lawyers(s): Gustavo Miguel Mattei Zapata Arbitrator(s): Seth L. Finkel, Guillermo A. Gleizer, Howard B. Scherer Hearing Site: San Juan, PR
11-01245	07/16/2014	Claimant(s): Kevin McCluskey Claimant Lawyers(s): Joshua A. Katz Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Sara Soto Arbitrator(s): Steven Gerard Goerke, Gloria O. North, Mitchell F. Colen Hearing Site: Boca Raton, FL
11-03929	03/04/2014	Claimant(s): Andrew Miller Claimant Lawyers(s): Arthur C. Koski Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Sara Soto Arbitrator(s): Steven Gerard Goerke, Gary M. Landau, Kathy N. Novick Hearing Site: Ft. Lauderdale, FL
11-02520	07/09/2012	Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Sara Soto Respondent(s): Gustavo Mattei Respondent Lawyers(s): Francisco Pujol Arbitrator(s): Steven Gerard Goerke, Christopher J. Klein, Thomas R. Noonan Hearing Site: San Juan, PR