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FINRA Awards for Michael Clancy

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0256701/14/2019Claimant(s): Michael Clancy
Claimant Lawyers(s): Armin Sarabi
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Stuart D. Roberts
Arbitrator(s): Daniel M. Yamshon
Hearing Site: Portland, OR
17-0182304/06/2018Claimant(s): Michael Clancy
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Morgan Stanley & Co., Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Nicholas Y. Lin, Stuart D. Roberts
Arbitrator(s): James John Jurinski
Hearing Site: Portland, OR

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