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FINRA Awards for Joseph L. Hagan

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0237503/26/2018Claimant(s): Brad Stark
Claimant Lawyers(s): Chad Weaver
Respondent(s): National Planning Corporation
Respondent Lawyers(s): Scott R. Forbush
Arbitrator(s): Kirtley M. Thiesmeyer, Joseph L. Hagan, Kathleen Smith Adams
Hearing Site: Los Angeles, CA
16-0279307/19/2017Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Rebecca L. Gerome
Respondent(s): Rex Ramsey
Respondent Lawyers(s): Christopher M. Carrillo
Arbitrator(s): Nancy J. Spieczny, Annette Gres Shepherd, Joseph L. Hagan
Hearing Site: Los Angeles, CA

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