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FINRA Awards for Nathan J. Minucci

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Case Number Award Date Case Summary Customer Case? Amount Granted
08-0278210/13/2010Claimant(s): Michelle Ford
Claimant Lawyers(s): Jason A. Archinaco
Respondent(s): Mark Dubel, Affinity Federal Credit Union, Affinity Financial Services, Affinity Investment Services
Respondent Lawyers(s): Mark S. Mancher
Arbitrator(s): William E. Smith, Nathan J. Minucci, Sharon A. McCloskey
Hearing Site: Newark, NJ
08-0170805/24/2010Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): David H. Smith
Respondent(s): Mark Pollack
Respondent Lawyers(s): Mark Pollack
Arbitrator(s): Jeffrey Steinberg, Nathan J. Minucci, Ernest Edward Badway
Hearing Site: Newark, NJ
05-0052907/02/2008Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Sandra Grannum
Respondent(s): Christopher Becker
Respondent Lawyers(s): Christopher W. Becker
Arbitrator(s): Theodore Moreines, Nathan J. Minucci, Robert J. Gorgia
Hearing Site: Newark, NJ

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