FINRA Awards for Andrea J. Goldman

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Displaying 5 out of 5 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
21-00561	12/11/2023	Claimant(s): Credit Suisse Securities (USA) LLC Claimant Lawyers(s): Alexander C.B. Barnard Respondent(s): Daniel Caso Respondent Lawyers(s): Louis M. Ciavarra Arbitrator(s): Michael L. Letendre, Andrea J. Goldman, Stephen Polit Hearing Site: Boston, MA
21-01469	07/11/2022	Claimant(s): Adrienne Rowles Claimant Lawyers(s): John E. Sutherland Respondent(s): George Woerdeman Respondent Lawyers(s): Louis M. Ciavarra Arbitrator(s): B. John Dill, Andrea J. Goldman, Christine R. Fitzgerald Hearing Site: Boston, MA
17-02450	06/29/2018	Claimant(s): Morgan Stanley, MSSB FA Notes Holdings LLC Claimant Lawyers(s): Douglas W. Hyman Respondent(s): James Polese Respondent Lawyers(s): James S Polese Arbitrator(s): Andrea J. Goldman Hearing Site: Boston, MA
16-03090	10/31/2017	Claimant(s): Allen Waters Claimant Lawyers(s): Allen Rodney Waters Respondent(s): TIAA-CREF Individual & Institutional Ser Respondent Lawyers(s): Cora E. MacLean Arbitrator(s): Thomas C. Tretter, Andrea J. Goldman, James R. Collins Hearing Site: Boston, MA
08-00456	08/14/2008	Claimant(s): CCO Investment Services Corp Claimant Lawyers(s): David M. Belcher Respondent(s): Citigroup Global Markets., Peter Coley Respondent Lawyers(s): David A. Stein Arbitrator(s): Richard J. Grahn, Joseph F. Meldon, Andrea J. Goldman Hearing Site: Boston, MA