| 11-01882 | 01/18/2013 | Claimant(s): Thomas Burger, Hamilton Financial. dba The Hamilto
Claimant Lawyers(s): Michael Unger
Respondent(s): Laura Peeke
Respondent Lawyers(s): Michael G. Donovan
Arbitrator(s): James A. Wills, Zenon Charles Tencza, Michael Jay Rich
Hearing Site: Boston, MA
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| 09-05786 | 10/13/2011 | Claimant(s): Harley Kaplan, Beta Industries.
Claimant Lawyers(s): Chesley Oriel
Respondent(s): Timothy Shanahan, Compass Capital Corporation, Compass Securities Corporation
Respondent Lawyers(s): David A. Conti
Arbitrator(s): Joan Stearns Johnsen, William I. Carmen, Zenon Charles Tencza
Hearing Site: Boston, MA
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| 07-03246 | 02/09/2009 | Claimant(s): Roger Coyle
Claimant Lawyers(s): Jonathan D. Berg
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Edward B. Magarian
Arbitrator(s): Gerald H. Powers, John Joseph Cotter, Zenon Charles Tencza
Hearing Site: Boston, MA
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| 06-04325 | 02/06/2008 | Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): Greg Simon
Respondent(s): David Smith
Respondent Lawyers(s): Jessica Block
Arbitrator(s): Stephen M. Acerra, Zenon Charles Tencza, Jacqueline Marie Pierre
Hearing Site: Boston, MA
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