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FINRA Awards for Barry David Thorpe

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Displaying 21-22 out of 22 results
Case Number Award Date Case Summary Customer Case? Amount Granted
10-0142809/07/2011Claimant(s): Barclays Capital Inc.
Claimant Lawyers(s): Andrea Perry Block
Respondent(s): Edelmiro Hernandez, Jack Petersen, Tom Kalaris
Respondent Lawyers(s): Andrea Perry Block, Douglas A. Kahle
Arbitrator(s): Robert A. Fabricant, Cindy L. Anderson, Barry David Thorpe
Hearing Site: Miami, FL
10-0094306/01/2011Claimant(s): Juan Carvajal
Claimant Lawyers(s): V. Michael Arias
Respondent(s): Banc of America Investment Services Inc.
Respondent Lawyers(s): Christin M. Choi
Arbitrator(s): Jonathan H. Parker, Jeffrey R. Roth, Barry David Thorpe
Hearing Site: Miami, FL

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