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FINRA Awards for Thomas Perry

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Case Number Award Date Case Summary Customer Case? Amount Granted
23-0347709/05/2024Claimant(s): Charles Sonnenblick, Mark Sonnenblick
Claimant Lawyers(s): Thomas Perry
Respondent(s): Cadaret, Grant & Co..
Respondent Lawyers(s): John T. Unger
Arbitrator(s): Karl A. Vogeler
Hearing Site: Tampa, FL
20-0339504/30/2021Claimant(s): Jude DiGidio, Kevin Blondina
Claimant Lawyers(s): Thomas Perry
Respondent(s): Cadaret, Grant & Co..
Respondent Lawyers(s): John T. Unger
Arbitrator(s): Louis H Miron
Hearing Site: Jersey City, NJ
20-0209712/24/2020Claimant(s): Thomas Perry
Claimant Lawyers(s): Robert Moses
Respondent(s): American Portfolios Financial Srvs.
Respondent Lawyers(s): Craig Vollono
Arbitrator(s): Philip J. Glick
Hearing Site: Indianapolis, IN

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