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FINRA Awards for Karen Hoy

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Case Number Award Date Case Summary Customer Case? Amount Granted
22-0286109/25/2023Claimant(s): Karen Hoy
Claimant Lawyers(s): N. Nancy Ghabai
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Laura A. Pizzitola
Arbitrator(s): Tracy L. Allen
Hearing Site: Cleveland, OH

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