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FINRA Awards for Edward Swigert

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0055603/05/2021Claimant(s): Jefferies LLC
Claimant Lawyers(s): Andrew J. Shapren
Respondent(s): Edward Swigert
Respondent Lawyers(s): David Jacobs
Arbitrator(s): Sheldon M. Jaffe, Kendall C. Reed, Frank Cronin
Hearing Site: Los Angeles, CA

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