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FINRA Awards for Patrick J. Whalen

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0102606/18/2013Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Patrick J. Whalen
Respondent(s): Kenneth Williams
Respondent Lawyers(s): Marc S. Dobin
Arbitrator(s): Thomas B. Phillips, M. W. Gear, Walter N. Vernon
Hearing Site: Kansas City, MO

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