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FINRA Awards for James O. Johnson

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0202701/10/2020Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Jessica Klein
Respondent(s): James Johnson
Respondent Lawyers(s): James E. Johnson
Arbitrator(s): Michael L. Lyons
Hearing Site: Columbus, OH
15-0242505/04/2018Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Lisa S. Fildes
Respondent(s): Alice Bates, James Johnson, Jeffrey Hughes, Robert Samson, Tyson Ray, William Finke
Respondent Lawyers(s): Lisa S. Fildes, Matthew B. Baum, William George Finke
Arbitrator(s): Langfred W. White, Gregory D. Hoffmann, James Arthur Taylor
Hearing Site: Tampa, FL

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