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FINRA Awards for Frederick Michael Switzer

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Displaying 11-13 out of 13 results
Case Number Award Date Case Summary Customer Case? Amount Granted
09-0226407/22/2011Claimant(s): Smith, Moore & Co.
Claimant Lawyers(s): Bruce D. Oakes
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Michael P. Manley
Arbitrator(s): Frederick Michael Switzer, James M. Stern, David A. Fingerhut
Hearing Site: St. Louis, MO
10-0069911/10/2010Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Mitchell J. Albert
Respondent(s): David Wilson
Respondent Lawyers(s): David Paul Wilson
Arbitrator(s): Frederick Michael Switzer
Hearing Site: Little Rock, AR
10-0221211/03/2010Claimant(s): Morgan Stanley
Claimant Lawyers(s): Lauren R. Fox
Respondent(s): Christian Erickson
Respondent Lawyers(s): Christian E. Erickson
Arbitrator(s): Frederick Michael Switzer
Hearing Site: Louisville, KY

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