| 20-01188 | 01/07/2021 | Claimant(s): Rinaldo Crassa
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): HSBC Securities (USA) Inc.
Respondent Lawyers(s): Ira G. Rosenstein
Arbitrator(s): James Alexander Brown
Hearing Site: New York, NY
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| 17-02291 | 08/06/2019 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Ryan S. Nichols
Respondent(s): Jeffrey Silverman
Respondent Lawyers(s): Stephany McLaughlin
Arbitrator(s): Mitchell Jay Bayer, James Alexander Brown, Steven C. Kasarda
Hearing Site: New York, NY
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| 14-02402 | 01/23/2017 | Claimant(s): Andrew Garrett.
Claimant Lawyers(s): Barry Bordetsky
Respondent(s): Scott Schulte
Respondent Lawyers(s): Scott Frederick Schulte
Arbitrator(s): Edward W. Morris, James Alexander Brown
Hearing Site: New York, NY
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| 14-01067 | 10/21/2014 | Claimant(s): John Parmigiani
Claimant Lawyers(s): Ian J. Frimet
Respondent(s): S.W. Bach & Company
Respondent Lawyers(s): Scott Shapiro
Arbitrator(s): Annamaria Boccia Smith, John Clark Van Steen, James Alexander Brown
Hearing Site: New York, NY
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