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FINRA Awards for Alan A. Gray

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0008803/19/2014Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Alan S. Brodherson
Respondent(s): Anthony Manougian
Respondent Lawyers(s): Anthony Manougian
Arbitrator(s): Alan A. Gray, Richard E. Castiglioni, David J. Weisenfeld
Hearing Site: New York, NY
09-0015309/21/2009Claimant(s): Janney Montgomery Scott LLC
Claimant Lawyers(s): Dennis N. Lueck
Respondent(s): Apostolos Pitsironis
Respondent Lawyers(s): Christine A. Palmieri
Arbitrator(s): Gilbert F. Bach, Daniel B. Berkson, Alan A. Gray
Hearing Site: New York, NY

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